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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 16, 2002

Smith & Wesson Holding Corporation

(Exact name of registrant as specified in its charter)
         
Nevada
(State or other jurisdiction
of incorporation)
  029015
(Commission File Number)
  87-0543688
(I.R.S. Employer
Identification No.)

14500 N. Northsight Blvd., Suite 116
Scottsdale, Arizona 85260

(Address of principal executive offices)

480.949.9700
(Registrant’s telephone number, including area code)

 


TABLE OF CONTENTS

ITEM 7. EXHIBITS
ITEM 9. REGULATION FD DISCLOSURE
SIGNATURES
EXHIBIT INDEX
EX-99.1
EX-99.2


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ITEM 7. EXHIBITS

     The following exhibits are filed pursuant to disclosure under Item 9 of this Form 8-K and shall not be deemed filed for purposes of the Securities Act of 1934 or incorporated by reference in future filings with the Securities and Exchange Commission.

     
99.1   Certification of the Chief Executive Officer, Mitchell A. Saltz, of Smith & Wesson Holding Corporation pursuant to 18 U.S.C. §1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
     
99.2   Certification of the Chief Financial Officer, Damian A. Larson, of Smith & Wesson Holding Corporation pursuant to 18 U.S.C. §1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

ITEM 9. REGULATION FD DISCLOSURE

     On December 16, 2002, Smith & Wesson Holding Corporation filed its Quarterly Report on Form 10-QSB for the quarter ended October 31, 2002 with the Securities and Exchange Commission. Accompanying the report were certifications of Smith & Wesson Holding Corporation’s Chief Executive Officer, Mitchell A. Saltz, and Chief Financial Officer, Damian A. Larson, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, codified at 18 U.S.C. §1350. A copy of each of the certifications are attached hereto an Exhibit.

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

     
Dated: December 16, 2002    
     
    SMITH & WESSON HOLDING CORPORATION,
a Nevada corporation
 
   
    By: /s/ Mitchell A. Saltz
Mitchell A. Saltz, CEO, Director

 


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Exhibit Index

     
Exhibit No.   Description

 
99.1   Certification of the Chief Executive Officer, Mitchell A. Saltz, of Smith & Wesson Holding Corporation pursuant to 18 U.S.C. §1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
     
99.2   Certification of the Chief Financial Officer, Damian A. Larson, of Smith & Wesson Holding Corporation pursuant to 18 U.S.C. §1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

EXHIBIT 99.1 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, I, the undersigned Chief Executive Officer of Smith & Wesson Holding Corporation (the "Company"), hereby certify to my knowledge that the Quarterly Report on Form 10-QSB of the Company for the quarterly period ended October 31, 2002 (the "Report") fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: December 16, 2002 BY: /s/ Mitchell A. Saltz ------------------------------------- MITCHELL A. SALTZ CHIEF EXECUTIVE OFFICER

EXHIBIT 99.2 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, I, the undersigned Chief Financial Officer of Smith & Wesson Holding Corporation (the "Company"), hereby certify to my knowledge that the Quarterly Report on Form 10-QSB of the Company for the quarterly period ended October 31, 2002 (the "Report") fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: December 16, 2002 BY: /s/ Damian A. Larson ------------------------------------- DAMIAN A. LARSON CHIEF FINANCIAL OFFICER