Form SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

 

 

SPECIALIZED DISCLOSURE REPORT

 

 

SMITH & WESSON BRANDS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

NEVADA   001-31552   87-0543688
(State or other jurisdiction of   (Commission   (IRS Employer
incorporation or organization)   File Number)   Identification No.)

 

2100 Roosevelt Avenue,

Springfield, Massachusetts

  01104
(Address of principal executive offices)   (Zip code)

Kevin A. Maxwell, SVP, General Counsel, Chief Compliance Officer, and Secretary – (800) 331-0852

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022.

 

 

 


Section 1 Conflict Minerals Disclosure

 

Item 1.01

Conflict Minerals Disclosure and Report

A copy of Smith & Wesson Brands, Inc. Conflict Minerals Report is filed as Exhibit 1.01 hereto and is publicly available at
https://ir.smith-wesson.com/corporate-governance/conflict-minerals. The content of our website as referred to in this Form SD is included for general information only and is not incorporated by reference into this Form SD.

 

Item 1.02

Exhibits

Exhibit 1.01 Conflict Minerals Report

Section 2 Exhibits

 

Item 2.01

Exhibits

The following exhibit is filed as part of this report:

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

SMITH & WESSON BRANDS, INC.,

a Nevada corporation

 

By:  

/s/ Kevin A. Maxwell

                     Dated: May 31, 2023
Kevin A. Maxwell    
Senior Vice President, General Counsel,    
Chief Compliance Officer and Secretary    
EX-1.01

Exhibit 1.01

 

LOGO

SMITH & WESSON BRANDS, INC.

CONFLICT MINERALS REPORT

FOR THE REPORTING PERIOD

JANUARY 1, 2022 TO DECEMBER 31, 2022

INTRODUCTION

This Conflict Minerals Report for Smith & Wesson Brands, Inc. (“SWBI,” “Company,” “we,” or “our”) is provided for the reporting period January 1, 2022 to December 31, 2022, and is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”), and the Public Statement on the Effect of the Recent Court of Appeals Decision on the Conflict Minerals Rule issued by the Director of the Division of Corporation Finance of the Securities and Exchange Commission on April 29, 2014 (the “SEC Statement”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain tin, tantalum, tungsten, or gold (“3TG,” also defined by the Rule as “conflict minerals”), and who have reason to believe that the products they manufacture, or contract to manufacture, contain conflict minerals that are necessary to the functionality or production of those products. If the SEC registrant has reason to believe that any conflict minerals may have originated in the Democratic Republic of the Congo or an adjoining country, or is unable to determine the country of origin of those conflict minerals, the SEC registrant is required to submit a Conflict Minerals Report to the SEC that includes a description of the measures it took to exercise due diligence on the conflict minerals’ source and chain of custody.

COMPANY BACKGROUND

SWBI is a U.S.-based leader in firearm manufacturing and design, delivering a broad portfolio of quality handgun, long gun, and suppressor products to the global consumer and professional markets under the iconic Smith & Wesson®, M&P® and Gemtech® brands. We also provide manufacturing services, including forging, machining and precision plastic injection molding services.

A copy of our Conflict Mineral Policy is available on our website at https://ir.smith-wesson.com/corporate-governance/conflict-minerals.

REPORT

This Conflict Minerals Report is provided for the reporting period January 1, 2022 to December 31, 2022 in accordance with the Rule, the instructions to Form SD and the SEC Statement. Please refer to the Rule, Form SD and Securities Exchange Release No. 34-67716 for definitions to the terms used in this Report, unless otherwise defined herein.

In accordance with the Rule and the instructions to Form SD, we undertook due diligence to determine the source of origin of any necessary conflict minerals used in products we manufacture or contract to manufacture. In conducting due diligence, we implemented the Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (including the Supplements on Tin, Tantalum and Tungsten, and the Gold Supplement) (Third Edition OECD 2016) (“OECD Guidance”), an internationally recognized due diligence framework.


Design of Our Due Diligence Measures

Our conflict minerals due diligence measures have been designed to conform with the OECD Guidance, as applicable, for tin, tantalum, tungsten, gold and downstream companies (as the term is defined in the OECD Guidance), in all material respects. We do not make direct purchases of raw ore or unrefined conflict minerals in the Covered Countries. We designed our due diligence measures to:

 

  1.

design and implement strategies to determine the presence of conflict minerals in our products;

 

  2.

establish management systems for supply chain due diligence and reporting compliance;

 

  3.

identify and assess conflict minerals content in our supply chain;

 

  4.

identify and mitigate any risk for potential non-compliance with the Rule; and

 

  5.

report on our conflict minerals supply chain due diligence activities, as required by the Rule.

Due Diligence Measures Performed

Our due diligence measures for the 2022 reporting period included the following activities:

 

  1.

We updated our product taxonomy for the products that were subject to reporting in the 2022 reporting period, and reviewed additions with our product managers, metallurgists and supply chain personnel, to determine which products or components have the possibility of containing necessary conflict minerals.

 

  2.

We surveyed any suppliers involved with products or components we determined could possibly contain necessary conflict minerals, to ascertain for each of these conflict minerals (i) whether the product or component contained necessary conflict minerals, (ii) the smelter or refiner where it was processed, (iii) its country of origin and (iv) its mine of origin.

 

  3.

Where possible, we leveraged the due diligence conducted on smelters and refiners by the Responsible Minerals Initiative (the “RMI”), and its Responsible Minerals Assurance Process (the “RMAP”), by comparing the names of the smelters identified by our suppliers to those identified as compliant in the RMAP. The RMAP uses independent private sector auditors to audit the source, including mines of origin, and chain of custody of the conflict minerals used by smelters and refiners that agree to participate in the RMAP. The smelters and refiners that are found to be RMAP compliant are those for which the independent auditor has verified that the smelter’s or refiner’s conflict minerals originated from conflict free mines and trading in the Democratic Republic of the Congo or any of its adjoining countries. A list of smelters identified to date, and associated information, is provided as Attachment A.

Determination; Continuing Mitigation Efforts

After conducting good faith due diligence on the presence of necessary conflict minerals in certain of our products, we have been unable to identify all smelters, refiners in our supply chain and the ultimate source of origin of such minerals. We are continuing our efforts to identify and mitigate risks in our supply chain and to obtain complete information from our upstream suppliers. Our efforts are necessarily dependent upon the willingness of our supply chain participants to cooperate and assist in this endeavor and there can be no guarantee that we will be able to obtain adequate and reliable information upon which to base our analysis.


Attachment A

SMELTER DETAILS

 

Smelter Name

  

Smelter Country

  

3TG

8853 S.p.A.*    ITALY    Gold
ABC Refinery Pty Ltd.*    AUSTRALIA    Gold
Abington Reldan Metals, LLC    UNITED STATES OF AMERICA    Gold
Advanced Chemical Company    UNITED STATES OF AMERICA    Gold
African Gold Refinery*    UGANDA    Gold
Agosi AG    GERMANY    Gold
AGR Mathey    AUSTRALIA    Gold
Aida Chemical Industries Co., Ltd.    JAPAN    Gold
Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES    Gold
Albino Mountinho Lda.*    PORTUGAL    Gold
Alexy Metals    UNITED STATES OF AMERICA    Gold
Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY    Gold
Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN    Gold
Amagasaki Factory, Hyogo Prefecture, Japan    JAPAN    Gold
AngloGold Ashanti Brazil    BRAZIL    Gold
AngloGold Ashanti Corrego do Sitio Mineracao    BRAZIL    Gold
Anhui Tongling Nonferrous Metal Mining Co., Ltd.*    CHINA    Gold
Argor-Heraeus S.A.    SWITZERLAND    Gold
Asahi Pretec Corp.    JAPAN    Gold
Asahi Refining Canada Ltd.    CANADA    Gold
Asahi Refining USA Inc.    UNITED STATES OF AMERICA    Gold
Asaka Riken Co., Ltd.    JAPAN    Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.*    TURKEY    Gold
AU Traders and Refiners*    SOUTH AFRICA    Gold
Augmont Enterprises Private Limited    INDIA    Gold
Aurubis AG    GERMANY    Gold
Bangalore Refinery    INDIA    Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES    Gold
Boliden AB    SWEDEN    Gold
C. Hafner GmbH + Co. KG    GERMANY    Gold
C.I Metales Procesados Industriales SAS    COLOMBIA    Gold
Caridad*    MEXICO    Gold
CCR    CANADA    Gold
CCR Refinery - Glencore Canada Corporation    CANADA    Gold
Cendres + Metaux S.A.*    SWITZERLAND    Gold
CGR Metalloys Pvt Ltd.*    INDIA    Gold
Chimet S.p.A.    ITALY    Gold
Chugai Mining    JAPAN    Gold
Daye Non-Ferrous Metals Mining Ltd.*    CHINA    Gold


Degussa Sonne / Mond Goldhandel GmbH*    GERMANY    Gold
Dijllah Gold Refinery FZC*    UNITED ARAB EMIRATES    Gold
Dongwu Gold Group*    CHINA    Gold
Dosung metal    KOREA, REPUBLIC OF    Gold
Dowa    JAPAN    Gold
Dowa Metals & Mining Co. Ltd    JAPAN    Gold
DSC (Do Sung Corporation)    KOREA, REPUBLIC OF    Gold
Eco-System Recycling Co., Ltd. East Plant    JAPAN    Gold
Eco-System Recycling Co., Ltd. North Plant    JAPAN    Gold
Eco-System Recycling Co., Ltd. West Plant    JAPAN    Gold
Emerald Jewel Industry India Limited (Unit 1)*    INDIA    Gold
Emerald Jewel Industry India Limited (Unit 2)*    INDIA    Gold
Emerald Jewel Industry India Limited (Unit 3)*    INDIA    Gold
Emerald Jewel Industry India Limited (Unit 4)*    INDIA    Gold
Emirates Gold DMCC    UNITED ARAB EMIRATES    Gold
Fidelity Printers and Refiners Ltd.*    ZIMBABWE    Gold
FSE Novosibirsk Refinery*    RUSSIAN FEDERATION    Gold
Fujairah Gold FZC*    UNITED ARAB EMIRATES    Gold
Fujhara Refinery*    UNITED ARAB EMIRATES    Gold
GCC Gujrat Gold Centre Pvt. Ltd.    INDIA    Gold
Geib Refining Corporation    UNITED STATES OF AMERICA    Gold
GGC Gujrat Gold Centre Pvt. Ltd.    INDIA    Gold
Gold by Gold Colombia    COLOMBIA    Gold
Gold Coast Refinery*    GHANA    Gold
Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA    Gold
Great Wall Precious Metals Co., Ltd. of CBPM*    CHINA    Gold
Guangdong Gaoyao Co*    CHINA    Gold
Guangdong Jinding Gold Limited*    CHINA    Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.*    CHINA    Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.*    CHINA    Gold
HeeSung Metal Ltd.    KOREA, REPUBLIC OF    Gold
Heimerle + Meule GmbH    GERMANY    Gold
Heraeus Germany GmbH Co. KG    GERMANY    Gold
Heraeus Metals Hong Kong Ltd.    CHINA    Gold
Heraeus Precious Metals GmbH & Co. KG    GERMANY    Gold
Hunan Chenzhou Mining Co., Ltd.*    CHINA    Gold
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.*    CHINA    Gold
HwaSeong CJ CO., LTD.*    KOREA, REPUBLIC OF    Gold
Industrial Refining Company*    BELGIUM    Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA    Gold


International Precious Metal Refiners*    UNITED ARAB EMIRATES    Gold
Ishifuku Metal Industry Co., Ltd.    JAPAN    Gold
Istanbul Gold Refinery    TURKEY    Gold
Italpreziosi    ITALY    Gold
JALAN & Company*    INDIA    Gold
Japan Mint    JAPAN    Gold
Jiangxi Copper Co., Ltd.    CHINA    Gold
Johnson Matthey Inc.    UNITED STATES OF AMERICA    Gold
Johnson Matthey Inc. (USA)    UNITED STATES OF AMERICA    Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant*    RUSSIAN FEDERATION    Gold
JSC Novosibirsk Refinery*    RUSSIAN FEDERATION    Gold
JSC Uralelectromed*    RUSSIAN FEDERATION    Gold
JX Nippon Mining & Metals Co., Ltd.    JAPAN    Gold
K.A. Rasmussen*    NORWAY    Gold
Kaloti Precious Metals*    UNITED ARAB EMIRATES    Gold
Kazakhmys Smelting LLC*    KAZAKHSTAN    Gold
Kazzinc    KAZAKHSTAN    Gold
Kennecott Utah Copper LLC    UNITED STATES OF AMERICA    Gold
KGHM Polska Miedz Spolka Akcyjna    POLAND    Gold
Kojima Chemicals Co., Ltd.    JAPAN    Gold
Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF    Gold
Kundan Care Products Ltd.*    INDIA    Gold
Kyrgyzaltyn JSC*    KYRGYZSTAN    Gold
L’azurde Company For Jewelry*    SAUDI ARABIA    Gold
Lingbao Gold Co., Ltd.*    CHINA    Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.*    CHINA    Gold
L’Orfebre S.A.    ANDORRA    Gold
LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF    Gold
LT Metal Ltd.    KOREA, REPUBLIC OF    Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.*    CHINA    Gold
Marsam Metals*    BRAZIL    Gold
Materion    UNITED STATES OF AMERICA    Gold
Matsuda Sangyo Co., Ltd.    JAPAN    Gold
MD Overseas*    INDIA    Gold
Metal Concentrators SA (Pty) Ltd.    SOUTH AFRICA    Gold
Metallix Refining Inc.*    UNITED STATES OF AMERICA    Gold
Metalor Technologies (Hong Kong) Ltd.    CHINA    Gold
Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE    Gold
Metalor Technologies (Suzhou) Ltd.    CHINA    Gold
Metalor Technologies S.A.    SWITZERLAND    Gold
Metalor USA Refining Corporation    UNITED STATES OF AMERICA    Gold


Metalurgica Met-Mex Penoles S.A. De C.V.    MEXICO    Gold
Mitsubishi Materials Corporation    JAPAN    Gold
Mitsui Mining and Smelting Co., Ltd.    JAPAN    Gold
MKS PAMP SA    SWITZERLAND    Gold
MMTC-PAMP India Pvt., Ltd.    INDIA    Gold
Modeltech Sdn Bhd*    MALAYSIA    Gold
Morris and Watson*    NEW ZEALAND    Gold
Moscow Special Alloys Processing Plant*    RUSSIAN FEDERATION    Gold
Nadir Metal Rafineri San. Ve Tic. A.S.    TURKEY    Gold
Navoi Mining and Metallurgical Combinat    UZBEKISTAN    Gold
NH Recytech Company    KOREA, REPUBLIC OF    Gold
Nihon Material Co., Ltd.    JAPAN    Gold
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA    Gold
Ohura Precious Metal Industry Co., Ltd.    JAPAN    Gold
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)*    RUSSIAN FEDERATION    Gold
OJSC Novosibirsk Refinery*    RUSSIAN FEDERATION    Gold
PAMP S.A.    SWITZERLAND    Gold
Pease & Curren*    UNITED STATES OF AMERICA    Gold
Penglai Penggang Gold Industry Co., Ltd.*    CHINA    Gold
Planta Recuperadora de Metales SpA    CHILE    Gold
Prioksky Plant of Non-Ferrous Metals*    RUSSIAN FEDERATION    Gold
PT Aneka Tambang (Persero) Tbk    INDONESIA    Gold
PX Precinox S.A.    SWITZERLAND    Gold
QG Refining, LLC*    UNITED STATES OF AMERICA    Gold
Rand Refinery (Pty) Ltd.    SOUTH AFRICA    Gold
Refinery of Seemine Gold Co., Ltd.*    CHINA    Gold
Remondis Argentia B.V.    NETHERLANDS    Gold
REMONDIS PMR B.V.    NETHERLANDS    Gold
Royal Canadian Mint    CANADA    Gold
SAAMP    FRANCE    Gold
Sabin Metal Corp.*    UNITED STATES OF AMERICA    Gold
Safimet S.p.A*    ITALY    Gold
SAFINA A.S.    CZECHIA    Gold
Sai Refinery*    INDIA    Gold
Samdok Metal*    KOREA, REPUBLIC OF    Gold
Samduck Precious Metals*    KOREA, REPUBLIC OF    Gold
Samwon Metals Corp.*    KOREA, REPUBLIC OF    Gold
Sancus ZFS (L’Orfebre, SA)    COLOMBIA    Gold
Sellem Industries Ltd.*    MAURITANIA    Gold
SEMPSA Joyeria Plateria S.A.    SPAIN    Gold


Shandong Gold Smelting Co., Ltd.    CHINA    Gold
Shandong Humon Smelting Co., Ltd.*    CHINA    Gold
Shandong Tarzan Bio-Gold Industry Co., Ltd.*    CHINA    Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.*    CHINA    Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA    Gold
Shenzhen CuiLu Gold Co., Ltd.*    CHINA    Gold
Shenzhen Zhonghenglong Real Industry Co., Ltd.*    CHINA    Gold
Shirpur Gold Refinery Ltd.*    INDIA    Gold
Shyolkovsky*    RUSSIAN FEDERATION    Gold
Sichuan Tianze Precious Metals Co., Ltd.    CHINA    Gold
Singway Technology Co., Ltd.*    TAIWAN, PROVINCE OF CHINA    Gold
SOE Shyolkovsky Factory of Secondary Precious Metals*    RUSSIAN FEDERATION    Gold
Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA    Gold
Sovereign Metals*    INDIA    Gold
State Research Institute Center for Physical Sciences and Technology*    LITHUANIA    Gold
Sudan Gold Refinery*    SUDAN    Gold
Sumitomo Metal Mining Co., Ltd.    JAPAN    Gold
SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF    Gold
Super Dragon Technology Co., Ltd.*    TAIWAN, PROVINCE OF CHINA    Gold
T.C.A S.p.A    ITALY    Gold
Tanaka Denshi Kogyo K.K    JAPAN    Gold
Tanaka Kikinzoku Kogyo K.K    JAPAN    Gold
The Great Wall Gold and Silver Refinery of China*    CHINA    Gold
The Refinery of Shandong Gold Mining Co., Ltd.    CHINA    Gold
Tokuriki Honten Co., Ltd.    JAPAN    Gold
Tongling Nonferrous Metals Group Co., Ltd.*    CHINA    Gold
TongLing Nonferrous Metals Group Holdings Co., Ltd.*    CHINA    Gold
Tony Goetz NV*    BELGIUM    Gold
TOO Tau-Ken-Altyn    KAZAKHSTAN    Gold
Torecom    KOREA, REPUBLIC OF    Gold
Umicore Precious Metals Refining Hoboken    BELGIUM    Gold
Umicore Precious Metals Thailand*    THAILAND    Gold
Umicore S.A. Business Unit Precious Metals Refining    BELGIUM    Gold
United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA    Gold
Valcambi S.A.    SWITZERLAND    Gold
Value Trading*    BELGIUM    Gold
WEEEREFINING    FRANCE    Gold
Western Australian Mint (T/a The Perth Mint)    AUSTRALIA    Gold
WIELAND Edelmetalle GmbH    GERMANY    Gold
Yamakin Co., Ltd.    JAPAN    Gold


Yamamoto Precious Co., Ltd.    JAPAN    Gold
Yokohama Metal Co., Ltd.    JAPAN    Gold
Yunnan Copper Industry Co., Ltd.*    CHINA    Gold
Zhaojin Mining Industry Co., Ltd.    CHINA    Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA    Gold
Zijin Mining Industry Corporation    CHINA    Gold
5D Production OU*    ESTONIA    Tantalum
AMG Brasil    BRAZIL    Tantalum
Changsha South Tantalum Niobium Co., Ltd.*    CHINA    Tantalum
D Block Metals, LLC    UNITED STATES OF AMERICA    Tantalum
F & X    CHINA    Tantalum
F&X Electro-Materials Ltd.    CHINA    Tantalum
FIR Metals & Resource Ltd.    CHINA    Tantalum
Global Advanced Metals Aizu    JAPAN    Tantalum
Global Advanced Metals Boyertown    UNITED STATES OF AMERICA    Tantalum
Guangdong Zhiyuan New Material Co., Ltd.    CHINA    Tantalum
H.C. Starck Co., Ltd.    THAILAND    Tantalum
H.C. Starck Hermsdorf GmbH    GERMANY    Tantalum
H.C. Starck Inc.    UNITED STATES OF AMERICA    Tantalum
H.C. Starck Ltd.    JAPAN    Tantalum
H.C. Starck Smelting GmbH & Co. KG    GERMANY    Tantalum
H.C. Starck Tantalum and Niobium GmbH    GERMANY    Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA    Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA    Tantalum
Jiangxi Tuohong New Raw Material    CHINA    Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA    Tantalum
Jiujiang Nonferrous Metals Smelting Company Limited    CHINA    Tantalum
Jiujiang Tanbre Co., Ltd.    CHINA    Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA    Tantalum
KEMET Blue Metals    MEXICO    Tantalum
KEMET de Mexico    MEXICO    Tantalum
LSM Brasil S.A.    BRAZIL    Tantalum
Materion Newton Inc.    UNITED STATES OF AMERICA    Tantalum
Metallurgical Products India Pvt. Ltd. (MPIL)    INDIA    Tantalum
Metallurgical Products India Pvt., Ltd.    INDIA    Tantalum
Mineracao Taboca S.A.    BRAZIL    Tantalum
Mitsui Mining & Smelting    JAPAN    Tantalum
Mitsui Mining and Smelting Co., Ltd.    JAPAN    Tantalum
Molycorp Silmet A.S.    ESTONIA    Tantalum
Ningxia Non-Ferrous Metal Smeltery    CHINA    Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.    CHINA    Tantalum


NPM Silmet AS    ESTONIA    Tantalum
QSIL Metals Hermsdorf GmbH    GERMANY    Tantalum
QuantumClean    UNITED STATES OF AMERICA    Tantalum
Resind Industria e Comercio Ltda.    BRAZIL    Tantalum
RFH Tantalum Smeltry Co., Ltd.    CHINA    Tantalum
RFH Yancheng Jinye New Material Technology Co., Ltd.    CHINA    Tantalum
Solikamsk Magnesium Works OAO*    RUSSIAN FEDERATION    Tantalum
Taki Chemical Co., Ltd.    JAPAN    Tantalum
TANIOBIS Co., Ltd.    THAILAND    Tantalum
TANIOBIS GmbH    GERMANY    Tantalum
TANIOBIS Japan Co., Ltd.    JAPAN    Tantalum
TANIOBIS Smelting GmbH & Co. KG    GERMANY    Tantalum
Telex Metals    UNITED STATES OF AMERICA    Tantalum
ULBA    KAZAKHSTAN    Tantalum
Ulba Metallurgical Plant JSC    KAZAKHSTAN    Tantalum
XIMEI RESOURCES (GUANGDONG) LIMITED    CHINA    Tantalum
XinXing HaoRong Electronic Material Co., Ltd.    CHINA    Tantalum
Yancheng Jinye New Material Technology Co., Ltd.    CHINA    Tantalum
Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA    Tantalum
Alpha    UNITED STATES OF AMERICA    Tin
Alpha Metals    UNITED STATES OF AMERICA    Tin
An Vinh Joint Stock Mineral Processing Company*    VIET NAM    Tin
Aurubis Beerse    BELGIUM    Tin
Aurubis Berango    SPAIN    Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA    Tin
Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA    Tin
China Tin Group Co., Ltd.    CHINA    Tin
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda    BRAZIL    Tin
CRM Synergies    SPAIN    Tin
CV Ayi Jaya    INDONESIA    Tin
CV Nurjanah    INDONESIA    Tin
CV Venus Inti Perkasa    INDONESIA    Tin
Dongguan CiEXPO Environmental Engineering Co., Ltd.*    CHINA    Tin
Dowa    JAPAN    Tin
DS Myanmar    MYANMAR    Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company*    VIET NAM    Tin
EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)    Tin
Estanho de Rondonia S.A.    BRAZIL    Tin
Fabrica Auricchio Industria e Comercio Ltda.    BRAZIL    Tin


Fenix Metals    POLAND    Tin
Gejiu City Fuxiang Industry and Trade Co., Ltd.*    CHINA    Tin
Gejiu Kai Meng Industry and Trade LLC*    CHINA    Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA    Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.*    CHINA    Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.*    CHINA    Tin
Gejiu Zi-Li*    CHINA    Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA    Tin
GuangXi China Tin    CHINA    Tin
HuiChang Hill Tin Industry Co., Ltd.    CHINA    Tin
Jiangxi Nanshan    CHINA    Tin
Jiangxi New Nanshan Technology Ltd.    CHINA    Tin
Luna Smelter, Ltd.    RWANDA    Tin
Ma’anshan Weitai Tin Co., Ltd.    CHINA    Tin
Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL    Tin
Malaysia Smelting Corporation (MSC)    MALAYSIA    Tin
Melt Metais e Ligas S.A.*    BRAZIL    Tin
Metallic Resources, Inc.    UNITED STATES OF AMERICA    Tin
Metallo Belgium N.V.    BELGIUM    Tin
Metallo Spain S.L.U.    SPAIN    Tin
Mineracao Taboca S.A.    BRAZIL    Tin
Minsur    PERU    Tin
Mitsubishi Materials Corporation    JAPAN    Tin
Modeltech Sdn Bhd*    MALAYSIA    Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company*    VIET NAM    Tin
Novosibirsk Processing Plant Ltd.*    RUSSIAN FEDERATION    Tin
O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND    Tin
O.M. Manufacturing Philippines, Inc.    PHILIPPINES    Tin
OMSA    BOLIVIA (PLURINATIONAL STATE OF)    Tin
Operaciones Metalurgicas S.A.    BOLIVIA (PLURINATIONAL STATE OF)    Tin
Pongpipat Company Limited*    MYANMAR    Tin
Precious Minerals and Smelting Limited*    INDIA    Tin
PT Aries Kencana Sejahtera    INDONESIA    Tin
PT Artha Cipta Langgeng    INDONESIA    Tin
PT ATD Makmur Mandiri Jaya    INDONESIA    Tin
PT Babel Inti Perkasa    INDONESIA    Tin
PT Babel Surya Alam Lestari    INDONESIA    Tin
PT Bangka Prima Tin    INDONESIA    Tin
PT Bangka Serumpun    INDONESIA    Tin
PT Belitung Industri Sejahtera    INDONESIA    Tin
PT Bukit Timah    INDONESIA    Tin


PT Cipta Persada Mulia    INDONESIA    Tin
PT Menara Cipta Mulia    INDONESIA    Tin
PT Mitra Stania Prima    INDONESIA    Tin
PT Mitra Sukses Globalindo    INDONESIA    Tin
PT Panca Mega Persada*    INDONESIA    Tin
PT Premium Tin Indonesia    INDONESIA    Tin
PT Prima Timah Utama    INDONESIA    Tin
PT Putera Sarana Shakti (PT PSS)    INDONESIA    Tin
PT Rajawali Rimba Perkasa    INDONESIA    Tin
PT Refined Bangka Tin    INDONESIA    Tin
PT Sariwiguna Binasentosa    INDONESIA    Tin
PT Stanindo Inti Perkasa    INDONESIA    Tin
PT Sukses Inti Makmur    INDONESIA    Tin
PT Tambang Timah    INDONESIA    Tin
PT Timah Nusantara    INDONESIA    Tin
PT Timah Tbk Kundur    INDONESIA    Tin
PT Timah Tbk Mentok    INDONESIA    Tin
PT Tinindo Inter Nusa*    INDONESIA    Tin
PT Tirus Putra Mandiri*    INDONESIA    Tin
PT Tommy Utama    INDONESIA    Tin
Resind Industria e Comercio Ltda.    BRAZIL    Tin
Rui Da Hung    TAIWAN, PROVINCE OF CHINA    Tin
Super Ligas    BRAZIL    Tin
Thai Nguyen Mining and Metallurgy Co., Ltd.    VIET NAM    Tin
Thaisarco    THAILAND    Tin
Tin Smelting Branch of Yunnan Tin Co., Ltd.    CHINA    Tin
Tin Technology & Refining    UNITED STATES OF AMERICA    Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company*    VIET NAM    Tin
VQB Mineral and Trading Group JSC*    VIET NAM    Tin
White Solder Metalurgia e Mineracao Ltda.    BRAZIL    Tin
White Solder Metalurgica    BRAZIL    Tin
Yunnan Chengfeng    CHINA    Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA    Tin
Yunnan Tin Company Limited    CHINA    Tin
Yunnan Tin Company, Ltd.    CHINA    Tin
Yunnan Yunfan Non-ferrous Metals Co., Ltd.*    CHINA    Tin
A.L.M.T. Corp.    JAPAN    Tungsten
A.L.M.T. TUNGSTEN Corp.    JAPAN    Tungsten
ACL Metais Eireli*    BRAZIL    Tungsten
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.*    BRAZIL    Tungsten
Artek LLC*    RUSSIAN FEDERATION    Tungsten


Asia Tungsten Products Vietnam Ltd.    VIET NAM    Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA    Tungsten
China Molybdenum Co., Ltd.    CHINA    Tungsten
China Molybdenum Tungsten Co., Ltd.    CHINA    Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA    Tungsten
CNMC (Guangxi) PGMA Co., Ltd.*    CHINA    Tungsten
Cronimet Brasil Ltda    BRAZIL    Tungsten
Fujian Ganmin RareMetal Co., Ltd.    CHINA    Tungsten
Fujian Xinlu Tungsten    CHINA    Tungsten
Fujian Xinlu Tungsten Co., Ltd.    CHINA    Tungsten
Ganzhou Haichuang Tungsten Co., Ltd.    CHINA    Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA    Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA    Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.    CHINA    Tungsten
GEM Co., Ltd.    CHINA    Tungsten
Global Tungsten & Powders Corp.    UNITED STATES OF AMERICA    Tungsten
Guangdong Xianglu Tungsten Co., Ltd.    CHINA    Tungsten
H.C. Starck Smelting GmbH & Co. KG    GERMANY    Tungsten
H.C. Starck Tungsten GmbH    GERMANY    Tungsten
HANNAE FOR T Co., Ltd.*    KOREA, REPUBLIC OF    Tungsten
Hubei Green Tungsten Co., Ltd.    CHINA    Tungsten
Hunan Chenzhou Mining Co., Ltd.    CHINA    Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.*    CHINA    Tungsten
Hunan Jintai New Material Co., Ltd*    CHINA    Tungsten
Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch    CHINA    Tungsten
Hydrometallurg, JSC*    RUSSIAN FEDERATION    Tungsten
Japan New Metals Co., Ltd.    JAPAN    Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA    Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA    Tungsten
Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.*    CHINA    Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA    Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA    Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA    Tungsten
Jingmen Dewei GEM Tungsten Resources Recycling Co., Ltd.    CHINA    Tungsten
JSC “Kirovgrad Hard Alloys Plant”*    RUSSIAN FEDERATION    Tungsten
Kennametal Fallon    UNITED STATES OF AMERICA    Tungsten
Kennametal Huntsville    UNITED STATES OF AMERICA    Tungsten
KGETS Co., Ltd.    KOREA, REPUBLIC OF    Tungsten
Lianyou Metals Co., Ltd.    TAIWAN, PROVINCE OF CHINA    Tungsten
LLC Vostok*    RUSSIAN FEDERATION    Tungsten


Malipo Haiyu Tungsten Co., Ltd.    CHINA    Tungsten
Masan High-Tech Materials    VIET NAM    Tungsten
Masan Tungsten Chemical LLC (MTC)    VIET NAM    Tungsten
Moliren Ltd.*    RUSSIAN FEDERATION    Tungsten
Niagara Refining LLC    UNITED STATES OF AMERICA    Tungsten
NPP Tyazhmetprom LLC*    RUSSIAN FEDERATION    Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC    VIET NAM    Tungsten
OOO “Technolom” 1*    RUSSIAN FEDERATION    Tungsten
OOO “Technolom” 2*    RUSSIAN FEDERATION    Tungsten
Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES    Tungsten
TANIOBIS Smelting GmbH & Co. KG    GERMANY    Tungsten
Unecha Refractory metals plant*    RUSSIAN FEDERATION    Tungsten
WBH,Wolfram [Austria]    AUSTRIA    Tungsten
Wolfram Bergbau und Hutten AG    AUSTRIA    Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.    CHINA    Tungsten
Xiamen Tungsten Co., Ltd.    CHINA    Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA    Tungsten
YUDU ANSHENG TUNGSTEN CO., LTD.*    CHINA    Tungsten

 

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