UNITED STATES
SECURITIES & EXCHANGE COMMISSION
Washington, D.C. 20549
----------------------
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Smith & Wesson Holding Corporation
(Name of Issuer)
Common Stock, $0.001 par value per share
(Title of Class of Securities)
831756-10-1
(CUSIP Number)
December 31, 2006
(Date of event which requires filing of this statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule 13G is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
- ----------------
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act
of 1934 ("Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 15 Pages
CUSIP No. 831756-10-1 13G/A Page 2 of 15
- -----------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Smithfield Fiduciary LLC
- -----------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
- -----------------------------------------------------------------------
(3) SEC USE ONLY
- -----------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands, British West Indies
- -----------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
0
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
0
- -----------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES **
[ ]
- -----------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
0.00%
- -----------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
OO
- -----------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 831756-10-1 13G/A Page 3 of 15
- -----------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Highbridge International LLC
- -----------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
- -----------------------------------------------------------------------
(3) SEC USE ONLY
- -----------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands, British West Indies
- -----------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
$20,000,000 principal amount of 4% Senior
OWNED BY Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
0
PERSON WITH --------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
$20,000,000 principal amount of 4% Senior
Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
- -----------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
$20,000,000 principal amount of 4% Senior Convertible
Notes due 2026 convertible into 1,620,745 shares of
Common Stock
- -----------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES **
[ ]
- -----------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
3.93%
- -----------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
OO
- -----------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 831756-10-1 13G/A Page 4 of 15
- -----------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Highbridge Capital Corporation
- -----------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
- -----------------------------------------------------------------------
(3) SEC USE ONLY
- -----------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands, British West Indies
- -----------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
$20,000,000 principal amount of 4% Senior
OWNED BY Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
0
PERSON WITH --------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
$20,000,000 principal amount of 4% Senior
Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
- -----------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
$20,000,000 principal amount of 4% Senior Convertible
Notes due 2026 convertible into 1,620,745 shares of
Common Stock
- -----------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES **
[ ]
- -----------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
3.93%
- -----------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
OO
- -----------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 831756-10-1 13G/A Page 5 of 15
- -----------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Highbridge Capital L.P.
- -----------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
- -----------------------------------------------------------------------
(3) SEC USE ONLY
- -----------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
- -----------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
$20,000,000 principal amount of 4% Senior
OWNED BY Convertible Notes convertible into 1,620,745
shares of Common Stock
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
0
PERSON WITH --------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
$20,000,000 principal amount of 4% Senior
Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
- -----------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
$20,000,000 principal amount of 4% Senior Convertible
Notes due 2026 convertible into 1,620,745 shares of
Common Stock
- -----------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES **
[ ]
- -----------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
3.93%
- -----------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
PN
- -----------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 831756-10-1 13G/A Page 6 of 15
- -----------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Highbridge Master L.P.
- -----------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
- -----------------------------------------------------------------------
(3) SEC USE ONLY
- -----------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
- -----------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
$20,000,000 principal amount of 4% Senior
OWNED BY Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
0
PERSON WITH --------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
$20,000,000 principal amount of 4% Senior
Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
- -----------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
$20,000,000 principal amount of 4% Convertible Notes due
2026 convertible into 1,620,745 shares of Common Stock
- -----------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES **
[ ]
- -----------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.93%
- -----------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
PN
- -----------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 831756-10-1 13G/A Page 7 of 15
- -----------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Highbridge GP, Ltd.
- -----------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
- -----------------------------------------------------------------------
(3) SEC USE ONLY
- -----------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands, British West Indies
- -----------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
$20,000,000 principal amount of 4% Senior
EACH Convertible Notes due 2026 convertible into
1,620,745 OWNED BY shares of Common Stock
REPORTING --------------------------------------------------------
PERSON WITH (7) SOLE DISPOSITIVE POWER
0
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
$20,000,000 principal amount of 4% Senior
Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
- -----------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
$20,000,000 principal amount of 4% Senior Convertible
Notes due 2026 convertible into 1,620,745 shares of
Common Stock
- -----------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES **
[ ]
- -----------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
3.93%
- -----------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
OO
- -----------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 831756-10-1 13G/A Page 8 of 15
- -----------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Highbridge GP, LLC
- -----------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
- -----------------------------------------------------------------------
(3) SEC USE ONLY
- -----------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
- -----------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
$20,000,000 principal amount of 4% Senior
Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
OWNED BY
--------------------------------------------------------
EACH
(7) SOLE DISPOSITIVE POWER
REPORTING 0
--------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
$20,000,000 principal amount of 4% Senior
Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
- -----------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
$20,000,000 principal amount of 4% Senior Convertible
Notes due 2026 convertible into 1,620,745 shares of
Common Stock
- -----------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES **
[ ]
- -----------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
3.93%
- -----------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
OO
- -----------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 831756-10-1 13G/A Page 9 of 15
- -----------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Highbridge Capital Management, LLC 20-1901985
- -----------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
- -----------------------------------------------------------------------
(3) SEC USE ONLY
- -----------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
- -----------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
$20,000,000 principal amount of 4% Senior
OWNED BY Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
0
PERSON WITH --------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
$20,000,000 principal amount of 4% Senior
Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
- -----------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
$20,000,000 principal amount of 4% Senior Convertible
Notes due 2026 convertible into 1,620,745 shares of
Common Stock
- -----------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES **
[ ]
- -----------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
3.93%
- -----------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
OO - Limited Liability Company
- -----------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 831756-10-1 13G/A Page 10 of 15
- -----------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Glenn Dubin
- -----------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
- -----------------------------------------------------------------------
(3) SEC USE ONLY
- -----------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
$20,000,000 principal amount of 4% Senior
OWNED BY Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
0
PERSON WITH --------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
$20,000,000 principal amount of 4% Senior
Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
- -----------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
$20,000,000 principal amount of 4% Senior Convertible
Notes due 2026 convertible into 1,620,745 shares of
Common Stock
- -----------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES **
[ ]
- -----------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
3.93%
- -----------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
IN
- -----------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 831756-10-1 13G/A Page 11 of 15
- -----------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Henry Swieca
- -----------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
- -----------------------------------------------------------------------
(3) SEC USE ONLY
- -----------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
$20,000,000 principal amount of 4% Senior
OWNED BY Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
0
PERSON WITH --------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
$20,000,000 principal amount of 4% Senior
Convertible Notes due 2026 convertible into
1,620,745 shares of Common Stock
- -----------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
$20,000,000 principal amount of 4% Senior Convertible
Notes due 2026 convertible into 1,620,745 shares of
Common Stock
- -----------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES **
[ ]
- -----------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
3.93%
- -----------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
IN
- -----------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 831756-10-1 13G/A Page 12 of 15
This Amendment No. 1 (this "Amendment") amends the statement on Schedule 13G
filed on September 15, 2005 (as amended, the "Schedule 13G") with respect to
shares of common stock, par value $0.001 per share (the "Common Stock") of Smith
& Wesson Holding Corporation, a Nevada corporation (the "Company"). Capitalized
terms used herein and not otherwise defined in this Amendment have the meanings
set forth in the Schedule 13G. This Amendment amends and restates items 2(a),
2(b), 2(c), 4 and 5 in their entirety as set forth below.
Item 2(a). Name of Person Filing
Item 2(b). Address of Principal Business Office
Item 2(c). Citizenship
Smithfield Fiduciary LLC
The Cayman Corporate Centre, 4th Floor
27 Hospital Road
Grand Cayman, Cayman Islands, British West Indies
Citizenship: Cayman Islands, British West Indies
Highbridge International LLC
The Cayman Corporate Centre, 4th Floor
27 Hospital Road
Grand Cayman, Cayman Islands, British West Indies
Citizenship: Cayman Islands, British West Indies
Highbridge Capital Corporation
The Cayman Corporate Centre, 4th Floor
27 Hospital Road
Grand Cayman, Cayman Islands, British West Indies
Citizenship: Cayman Islands, British West Indies
Highbridge Capital L.P.
c/o Highbridge Capital Management, LLC
9 West 57th Street, 27th Floor
New York, New York 10019
Citizenship: State of Delaware
Highbridge Master L.P.
c/o Harmonic Fund Services
The Cayman Corporate Centre, 4th Floor
27 Hospital Road
George Town, Grand Cayman
Cayman Islands, British West Indies
Citizenship: Cayman Islands, British West Indies
Highbridge GP, Ltd.
c/o Harmonic Fund Services
The Cayman Corporate Centre, 4th Floor
27 Hospital Road
George Town, Grand Cayman
Cayman Islands, British West Indies
Citizenship: Cayman Islands, British West Indies
CUSIP No. 831756-10-1 13G/A Page 13 of 15
Highbridge GP, LLC
c/o Highbridge Capital Management, LLC
9 West 57th Street, 27th Floor
New York, New York 10019
Citizenship: State of Delaware
Highbridge Capital Management, LLC
9 West 57th Street, 27th Floor
New York, New York 10019
Citizenship: State of Delaware
Glenn Dubin
c/o Highbridge Capital Management, LLC
9 West 57th Street, 27th Floor
New York, New York 10019
Citizenship: United States
Henry Swieca
c/o Highbridge Capital Management, LLC
9 West 57th Street, 27th Floor
New York, New York 10019
Citizenship: United States
Item 4. Ownership
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
As of the date of this filing, each of Highbridge International
LLC, Highbridge Master L.P., Highbridge Capital Corporation, Highbridge Capital
L.P., Highbridge GP, Ltd., Highbridge GP, LLC, Highbridge Capital Management,
LLC, Glenn Dubin and Harry Swieca may be deemed the beneficial owner of
$20,000,000 principal amount of 4% Senior Convertible Notes due 2026 convertible
into 1,620,745 of Common Stock.
Smithfield Fiduciary LLC is a wholly-owned subsidiary of
Highbridge International LLC. Highbridge International LLC is a subsidiary of
Highbridge Master L.P. Highbridge Capital Corporation and Highbridge Capital
L.P. are limited partners of Highbridge Master L.P. Highbridge GP, Ltd. is the
General Partner of Highbridge Master L.P. Highbridge GP, LLC is the General
Partner of Highbridge Capital L.P. Highbridge Capital Management, LLC is the
trading manager of Highbridge Capital Corporation, Highbridge Capital L.P.,
Highbridge Master L.P. Glenn Dubin is a Co-Chief Executive Officer of Highbridge
Capital Management, LLC. Henry Swieca is a Co-Chief Executive Officer of
Highbridge Capital Management, LLC. The foregoing should not be construed in and
of itself as an admission by any Reporting Person as to beneficial ownership of
shares of Common Stock owned by another Reporting Person. In addition, each of
Highbridge Capital Management, LLC, Highbridge GP, Ltd., Highbridge GP, LLC,
Glenn Dubin and Henry Swieca disclaims beneficial ownership of shares of Common
Stock owned by Smithfield Fiduciary LLC.
(b) Percent of class:
Based upon the issuer's Quarterly Report filed on Form 10-Q on
December 11, 2006, the Company had 39,637,089 shares of Common Stock outstanding
as of December 6, 2006. Therefore, based on the Company's outstanding Ordinary
Shares, each of Highbridge International LLC, Highbridge Master L.P., Highbridge
Capital Corporation, Highbridge Capital L.P., Highbridge GP, Ltd., Highbridge
GP, LLC, Highbridge Capital Management, LLC, Glenn Dubin and Harry Swieca may be
deemed to beneficially own 3.93% of the outstanding shares of Common Stock of
the Company. The foregoing should not be construed in and of itself as an
admission by any Reporting Person as to beneficial ownership of Ordinary Shares
owned by another Reporting Person.
CUSIP No. 831756-10-1 13G/A Page 14 of 15
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote
See Item 4(a)
(ii) Shared power to vote or to direct the vote
See Item 4(a)
(iii) Sole power to dispose or to direct the disposition
of
See Item 4(a)
(iv) Shared power to dispose or to direct the
disposition of
See Item 4(a)
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following: [X]
CUSIP No. 831756-10-1 13G/A Page 15 of 15
SIGNATURES
After reasonable inquiry and to the best of its knowledge and
belief, each of the undersigned certifies that the information with respect to
it set forth in this statement is true, complete, and correct.
Dated: February 14, 2007
SMITHFIELD FIDUCIARY LLC HIGHBRIDGE INTERNATIONAL LLC
By: Highbridge Capital Management, LLC By: Highbridge Capital Management, LLC
Its Trading Manager Its Trading Manager
By: /s/ Carolyn Rubin By: /s/ Carolyn Rubin
---------------------- ----------------------
Name: Carolyn Rubin Name: Carolyn Rubin
Title: Managing Director Title: Managing Director
HIGHBRIDGE CAPITAL CORPORATION HIGHBRIDGE CAPITAL L.P.
By: Highbridge Capital Management, LLC By: Highbridge GP, LLC
Its Trading Manager its General Partner
By: /s/ Carolyn Rubin By: /s/ Clive Harris
-------------------- --------------------
Name: Carolyn Rubin Name: Clive Harris
Title: Managing Director Title: Director
HIGHBRIDGE MASTER L.P. HIGHBRIDGE GP, LTD.
By: Highbridge GP, Ltd.
its General Partner
By: /s/ Clive Harris By: /s/ Clive Harris
---------------------- ----------------------
Name: Clive Harris Name: Clive Harris
Title: Director Title: Director
HIGHBRIDGE GP, LLC HIGHBRIDGE CAPITAL MANAGEMENT, LLC
By: /s/ Clive Harris By: /s/ Carolyn Rubin
---------------------- ----------------------
Name: Clive Harris Name: Carolyn Rubin
Title: Director Title: Managing Director
/s/ Glenn Dubin /s/ Henry Swieca
- ------------------------- --------------------------
GLENN DUBIN HENRY SWIECA