Table of Contents
SECURITIES AND EXCHANGE COMMISSION
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 16, 2002
Smith & Wesson Holding Corporation
| Nevada (State or other jurisdiction of incorporation) |
029015 (Commission File Number) |
87-0543688 (I.R.S. Employer Identification No.) |
14500 N. Northsight Blvd., Suite 116
Scottsdale, Arizona 85260
(Address of principal executive offices)
480.949.9700
(Registrant’s telephone number, including area code)
| ITEM 7. EXHIBITS | ||||||||
| ITEM 9. REGULATION FD DISCLOSURE | ||||||||
| SIGNATURES | ||||||||
| Exhibit Index | ||||||||
| EX-99.1 | ||||||||
| EX-99.2 | ||||||||
Table of Contents
ITEM 7. EXHIBITS
The following exhibits are filed pursuant to disclosure under Item 9 of this Form 8-K and shall not be deemed filed for purposes of the Securities Act of 1934 or incorporated by reference in future filings with the Securities and Exchange Commission.
| 99.1 | Certification of the Chief Executive Officer, Mitchell A. Saltz, of Smith & Wesson Holding Corporation pursuant to 18 U.S.C. §1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |
| 99.2 | Certification of the Chief Financial Officer, Damian A. Larson, of Smith & Wesson Holding Corporation pursuant to 18 U.S.C. §1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
ITEM 9. REGULATION FD DISCLOSURE
On September 16, 2002, Smith & Wesson Holding Corporation filed its Quarterly Report on Form 10-QSB for the quarter ended July 31, 2002 with the Securities and Exchange Commission. Accompanying the report were certifications of Smith & Wesson Holding Corporation’s Chief Executive Officer, Mitchell A. Saltz, and Chief Financial Officer, Damian A. Larson, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, codified at 18 U.S.C. §1350. A copy of each of the certifications are attached hereto an Exhibit.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Smith & Wesson Holding Corporation (registrant) |
|||||
| Date: September 16, 2002 | By | /s/ Mitchell A. Saltz | |||
| (signature) | |||||
Table of Contents
Exhibit Index
| Exhibit No. | Description | |
| 99.1 | Certification of the Chief Executive Officer, Mitchell A. Saltz, of Smith & Wesson Holding Corporation pursuant to 18 U.S.C. §1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |
| 99.2 | Certification of the Chief Financial Officer, Damian A. Larson, of Smith & Wesson Holding Corporation pursuant to 18 U.S.C. §1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
Exhibit 99.1
Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Pursuant to 18 U.S.C. §1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, I, the undersigned Chief Executive Officer of Smith & Wesson Holding Corporation (the “Company”), hereby certify to my knowledge that the Quarterly Report on Form 10-QSB of the Company for the quarterly period ended July 31, 2002 (the “Report”) fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
| Dated: September 16, 2002 | |||||
| By: | /s/ Mitchell A. Saltz | ||||
| Mitchell A. Saltz Chief Executive Officer |
Exhibit 99.2
Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Pursuant to 18 U.S.C. §1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, I, the undersigned Chief Financial Officer of Smith & Wesson Holding Corporation (the “Company”), hereby certify to my knowledge that the Quarterly Report on Form 10-QSB of the Company for the quarterly period ended July 31, 2002 (the “Report”) fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
| Dated: September 16, 2002 | |||||
| By: | /s/ Damian A. Larson | ||||
| Damian A. Larson Chief Financial officer |